Financial services firms face the world’s toughest regulatory scrutiny. FINRA, SEC and IIROC require formal retention and supervisory review programs for all communications. Not only that, increasing volumes of data and a growing complexity of content sources are putting a strain on organizations to ensure that their data gets managed and reviewed efficiently. So what is the best way for you to ensure compliance and avoid risk?
Join this webinar and learn:
- How regulators are looking at new types of content
- Best practices on how to set up supervision
- How to create efficient policies Webinar ID: 369340