cyber security

IDC Technology Spotlight

FINRA Regulations Require Technology Innovation to Address Supervision and Monitoring Workload

Enterprises are in the midst of a juggling act and many are struggling to keep all the balls in the air. Business leaders are balancing demands for greater collaboration and productivity, while at the same time,trying to keep pace with the ever evolving and tightening regulatory environment governing their business practices.

This IDC Technology Spotlight discusses the impact of regulation on the financial services industry and the integral role that technology can play in simplifying and automating compliance initiatives. This paper will also describe Proofpoint’s Intelligent Supervision software and its ability to address the challenges financial services firms face in monitoring corporate data, reviewing it in an efficient manner, and taking meaningful action.

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