Regulations put broker-dealers squarely in the spotlight of various risks and responsibilities. FINRA and the SEC govern marketing communications and advertising practices when communicating with the public. Additionally, the cybersecurity threat landscape is evolving and is one of the primary operational risk’s firms face today.
Join Proofpoint to hear the latest in advertising regulations and the cybersecurity threat landscape. Learn how your firm can protect its people and data on social media.
Attend this webinar and learn:
- Understand the requirements of advertising regulations on social media
- The latest trends in cyber threats facing broker-dealers
- How Proofpoint can help protect your firm from today’s risks
Fill out the form to watch the webinar replay now.