Financial Services: 10 Tips to Managing Social Media Compliance

The financial services industry faces many regulations on how to engage on social media, including communication and retention rules from FINRA, SEC, FCA, IIROC, and others.

While the language varies in each regulation, financial organizations need to manage social media processes across four categories: policy and procedures, supervision, content, and archiving. Social media is a powerful engagement tool, so now it the time to learn the top ten tips to successfully engage while ensuring social media compliance.

Download the eBook now to learn about:

  • Social media regulations at-a-glance
  • Tips to navigate social selling and supervising social content
  • How Proofpoint can help