Enterprise Archive For SEC and FINRA Compliance

Click below to access the data sheet

Download Now

Proofpoint Enterprise Archive allows financial organizations to govern and discover a wide range of data including email, instant message conversations, and documents, with data managed to address all requirements outlined by SEC 17a3-4. 

  • Simplified regulatory compliance. Helps firms to meet regulatory requirements by archiving all messages and content according to compliance retention policies. Enables staff to systematically review messages for compliance supervision.
  • Enhanced compliance team efficiency. Provides a single, unified interface to for electronic communications including email, IM, Bloomberg, voice, SMS, enterprise collaboration and social content. Search performance improves productivity and provides quick responses to regulatory inquiries.
  • Uncompromised data protection. Robust information control and unsurpassed cloud data privacy protection.

Download now to learn more.